BrokerCheck disclosure monitoring for securities practices.
BrokerWatch periodically monitors selected public FINRA BrokerCheck profiles and flags apparent disclosure-count changes for attorney review.
What BrokerWatch does
Baselines and re-checks
Baselines selected BrokerCheck profiles and re-checks them periodically for movement.
Flags disclosure changes
Flags apparent changes in disclosure counts, including customer disputes and regulatory disclosures.
Links to the source
Links every review item back to the official FINRA BrokerCheck source for verification.
Scales past manual checking
Helps firms avoid manually checking hundreds or thousands of profiles one at a time.
Priority monitoring
Priority brokers, firms, or disclosure types can be monitored more frequently.
Attorney review only
All alerts are for attorney review only — no legal advice, claim scoring, or automated outreach.
See BrokerWatch on your watchlist
We'll walk through how BrokerWatch baselines your selected BrokerCheck profiles and flags disclosure-count changes for your team to review.
Request a 15-minute demoBrokerWatch does not guarantee complete coverage or detection timing. All items require independent verification on BrokerCheck.